Dispute Resolution

• A global investment fund in an HKIAC arbitration, arising from an investment in an entertainment company
• A renewable energy company in an HKIAC arbitration, arising from the general partner’s breach of a limited partnership agreement, and related litigation in the Cayman Islands
• An investor in an ICC-administered arbitration, arising from a co-investor’s breach of a shareholders agreement, and related litigation in the High Court of Hong Kong
• A global telecommunications company in two LCIA arbitrations relating to a Shares Purchase agreement
• A global telecommunications company in a dispute arising out of a Shares Purchase Agreement
• A shareholder of an automobile company in connection with a dispute relating to securities-backed lending

Government Enforcement and Regulatory

• A multinational technology company in an investigation of anti-corruption and internal control issues of its China operations and coordinating responses to regulators in the United States
• A multinational pharmaceutical company in multiple FCPA internal investigations of its China operations and advising on controls enhancements and employee discipline
• A major private equity company in due diligence in connection with various investments in Asia
• A global investment bank and a professional services firm investigated by US authorities in respect of their hiring practices in Asia
• A major state-owned enterprise in response to U.S. regulatory inquiries into sanctions and AML issues
• A financial institution investigated by authorities in respect of their AML compliance
• A financial institution investigated by authorities in respect of their practice of selling investment products
• A securities brokerage firm investigated by authorities in respect of their trading practice
• Two asset management firms investigated by authorities in respect of their asset management business
• A number of global investment banks investigated by authorities in respect of their IPO sponsoring practice
• A major stock exchange and clearing company in respect of their operational compliance