Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 31, 2023 Client Update Investment Management Regulatory Update - May 2023 In this issue, we discuss an SEC Examinations Division risk alert on LIBOR-transition preparedness, an SEC staff bulletin ... May 4, 2023 Client Update SEC adopts amendments to bolster private fund reporting The SEC’s amendments to Form PF include new event reporting requirements for large hedge fund advisers within 72 hours o... April 28, 2023 Client Update Investment Management Regulatory Update - April 2023 In this issue, we discuss Risk Alerts issued by the SEC Examinations Division regarding examinations of newly-registered a... April 20, 2023 Articles & Books Public Investment Funds 2023 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the sixth edition of Internat... April 11, 2023 Client Update SEC proposes enhanced safeguarding rule for registered advisers, including new crypto asset guidance The SEC’s proposed amendment would expand the current custody rule under the Advisers Act to cover a broader array of cl... March 29, 2023 Client Update Investment Management Regulatory Update - March 2023 In this issue, we discuss recent rule proposals regarding cybersecurity risk management and protection of customer informa... February 27, 2023 Client Update Investment Management Regulatory Update - February 2023 In this issue we discuss, among other things, SEC Division of Investment Management guidance regarding registered funds an... February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024. February 16, 2023 Client Update SEC proposes enhanced safeguarding rule for registered investment advisers The SEC’s proposed amendment would expand the current custody rule to cover a broader array of client assets and advisor... February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... Load More
May 31, 2023 Client Update Investment Management Regulatory Update - May 2023 In this issue, we discuss an SEC Examinations Division risk alert on LIBOR-transition preparedness, an SEC staff bulletin ...
May 4, 2023 Client Update SEC adopts amendments to bolster private fund reporting The SEC’s amendments to Form PF include new event reporting requirements for large hedge fund advisers within 72 hours o...
April 28, 2023 Client Update Investment Management Regulatory Update - April 2023 In this issue, we discuss Risk Alerts issued by the SEC Examinations Division regarding examinations of newly-registered a...
April 20, 2023 Articles & Books Public Investment Funds 2023 Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the sixth edition of Internat...
April 11, 2023 Client Update SEC proposes enhanced safeguarding rule for registered advisers, including new crypto asset guidance The SEC’s proposed amendment would expand the current custody rule under the Advisers Act to cover a broader array of cl...
March 29, 2023 Client Update Investment Management Regulatory Update - March 2023 In this issue, we discuss recent rule proposals regarding cybersecurity risk management and protection of customer informa...
February 27, 2023 Client Update Investment Management Regulatory Update - February 2023 In this issue we discuss, among other things, SEC Division of Investment Management guidance regarding registered funds an...
February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024.
February 16, 2023 Client Update SEC proposes enhanced safeguarding rule for registered investment advisers The SEC’s proposed amendment would expand the current custody rule to cover a broader array of client assets and advisor...
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...