Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 21, 2023 Client Update SEC & CFTC Enforcement Update In May 2023, the SEC filed 40 actions and the CFTC filed seven, against a combined total of 72 defendants and respondents.... June 10, 2023 Client Update NYSE and Nasdaq delay effective date of clawback rule to October 2, 2023 The NYSE and Nasdaq have amended their proposed listing standards relating to clawbacks to provide that October 2, 2023 wi... May 25, 2023 Client Update FTC brings enforcement action under Health Breach Notification Rule against fertility app In its second enforcement action under the Health Breach Notification Rule, the Federal Trade Commission (FTC) reinforces ... May 23, 2023 Client Update DOJ leadership highlights national security focus and previews new corporate enforcement guidance In recent speeches, Deputy Attorney General Lisa Monaco and Principal Associate Deputy Attorney General Marshall Miller la... April 20, 2023 Client Update Supreme Court allows upfront constitutional challenges to FTC and SEC proceedings On April 14, a unanimous Supreme Court held that parties can challenge the constitutionality of the FTC’s and SEC’s ad... March 28, 2023 Client Update China announces new initiatives in combating workplace sexual harassment There have been two significant developments in China in 2023 focused on combating workplace sexual harassment (a) the rev... March 21, 2023 Client Update SEC proposes sweeping new package of cybersecurity requirements for regulated market participants The SEC proposed a broad suite of new cybersecurity rules for many market participants, including policies and procedures ... March 7, 2023 Client Update DOJ announces new clawback, messaging and monitorship guidance, national security resources Last week, DOJ announced much-anticipated guidance on compensation clawbacks and the use of messaging apps, as well as mod... March 2, 2023 Articles & Books Getting the Deal Through: Financial Services Compliance 2023 Davis Polk partner Zach Zweihorn served as the contributing editor for the 2023 edition of Getting the Deal Through: Fina... February 28, 2023 Client Update U.S. Attorneys’ Offices release voluntary self-disclosure policy On February 22, 2023, in their roles on the Attorney General’s Advisory Committee, the U.S. Attorneys for the Eastern Di... Load More
June 21, 2023 Client Update SEC & CFTC Enforcement Update In May 2023, the SEC filed 40 actions and the CFTC filed seven, against a combined total of 72 defendants and respondents....
June 10, 2023 Client Update NYSE and Nasdaq delay effective date of clawback rule to October 2, 2023 The NYSE and Nasdaq have amended their proposed listing standards relating to clawbacks to provide that October 2, 2023 wi...
May 25, 2023 Client Update FTC brings enforcement action under Health Breach Notification Rule against fertility app In its second enforcement action under the Health Breach Notification Rule, the Federal Trade Commission (FTC) reinforces ...
May 23, 2023 Client Update DOJ leadership highlights national security focus and previews new corporate enforcement guidance In recent speeches, Deputy Attorney General Lisa Monaco and Principal Associate Deputy Attorney General Marshall Miller la...
April 20, 2023 Client Update Supreme Court allows upfront constitutional challenges to FTC and SEC proceedings On April 14, a unanimous Supreme Court held that parties can challenge the constitutionality of the FTC’s and SEC’s ad...
March 28, 2023 Client Update China announces new initiatives in combating workplace sexual harassment There have been two significant developments in China in 2023 focused on combating workplace sexual harassment (a) the rev...
March 21, 2023 Client Update SEC proposes sweeping new package of cybersecurity requirements for regulated market participants The SEC proposed a broad suite of new cybersecurity rules for many market participants, including policies and procedures ...
March 7, 2023 Client Update DOJ announces new clawback, messaging and monitorship guidance, national security resources Last week, DOJ announced much-anticipated guidance on compensation clawbacks and the use of messaging apps, as well as mod...
March 2, 2023 Articles & Books Getting the Deal Through: Financial Services Compliance 2023 Davis Polk partner Zach Zweihorn served as the contributing editor for the 2023 edition of Getting the Deal Through: Fina...
February 28, 2023 Client Update U.S. Attorneys’ Offices release voluntary self-disclosure policy On February 22, 2023, in their roles on the Attorney General’s Advisory Committee, the U.S. Attorneys for the Eastern Di...