Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 8, 2023 Client Update SEC removes references to credit ratings from Regulation M In its third attempt over the past 15 years, the SEC adopted amendments to Regulation M to remove references to credit rat... May 8, 2023 Client Update SEC mandates new disclosures for stock buybacks While the new rules will not require stock buyback disclosure within one business day as was proposed, they mandate signif... February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024. December 19, 2022 Client Update SEC adopts major changes for insider transactions In a significant and welcome change from the SEC’s proposal, the agency will not mandate cooling-off periods for 10b5-1 ... December 16, 2022 Client Update Federal Reserve Board adopts final rule implementing Adjustable Interest Rate (LIBOR) Act Today the Federal Reserve Board (the Board) adopted its final rule implementing the LIBOR Act. The final rule establishes ... November 22, 2022 Articles & Books The Structured Products Law Review – Fourth Edition Davis Polk partners Christopher Schell, Yan Zhang and Derek Walters served as editors of the fourth edition of The Struct... June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic... March 16, 2022 Client Update Congress passes LIBOR legislation In a welcome development for so-called “tough legacy” contracts, Congress has passed legislation with the goal of esta... February 11, 2022 Client Update SEC proposes shortened settlement cycle A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions. December 20, 2021 Client Update You’d better watch out! New rules for company and insider stock transactions are coming to town The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trad... Load More
June 8, 2023 Client Update SEC removes references to credit ratings from Regulation M In its third attempt over the past 15 years, the SEC adopted amendments to Regulation M to remove references to credit rat...
May 8, 2023 Client Update SEC mandates new disclosures for stock buybacks While the new rules will not require stock buyback disclosure within one business day as was proposed, they mandate signif...
February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024.
December 19, 2022 Client Update SEC adopts major changes for insider transactions In a significant and welcome change from the SEC’s proposal, the agency will not mandate cooling-off periods for 10b5-1 ...
December 16, 2022 Client Update Federal Reserve Board adopts final rule implementing Adjustable Interest Rate (LIBOR) Act Today the Federal Reserve Board (the Board) adopted its final rule implementing the LIBOR Act. The final rule establishes ...
November 22, 2022 Articles & Books The Structured Products Law Review – Fourth Edition Davis Polk partners Christopher Schell, Yan Zhang and Derek Walters served as editors of the fourth edition of The Struct...
June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic...
March 16, 2022 Client Update Congress passes LIBOR legislation In a welcome development for so-called “tough legacy” contracts, Congress has passed legislation with the goal of esta...
February 11, 2022 Client Update SEC proposes shortened settlement cycle A new SEC proposal would shorten the securities settlement cycle to one business day for most transactions.
December 20, 2021 Client Update You’d better watch out! New rules for company and insider stock transactions are coming to town The SEC’s proposals include cooling-off periods for Rule 10b5-1 trading plans, public disclosure around Rule 10b5-1 trad...